Baum FSLT Rechtsanwälte
Baum FSLT Rechtsanwälte
Grosser Burstah 42
D-20457 Hamburg
T +49 40 4153 7522
F +49 40 4153 7599


  • structuring/registration of collective investment vehicles and other financial products
  • approvals/notifications of UCITS, AIFs including hedge funds
  • stock exchange listing of ETFs (exchange traded funds)
  • advice/establishment/approval of financial services providers (BaFin approval/EU-Passport/§ 34f Trade Ordinance)
  • advice re cross-border activities
  • legal advice re portfolio management, investment advice and marketing of financial products/services
  • banking and securities supervisory regulations
  • outsourcing/delegation projects and contractual arrangements
  • marketing/private placement of financial products
  • distribution agreements
  • retirement saving products and „wrap“-products
  • employment law in banks and financial services firms
  • KWG and WpHG compliance
  • litigation
  • representation towards BaFin and other authorities   
  • legal advice for providers and issuers of capital investments according to the Capital Investment Act („VermAnlG“)
  • prepare prospectuses for capital investments and arrange for regulatory approval procedures with the BaFin