Competences

structuring/registration of collective investment vehicles and other financial products
approvals/notifications of UCITS, AIFs including hedge funds
stock exchange listing of ETFs (exchange traded funds)
advice/establishment/approval of financial services providers (BaFin approval/EU-Passport/§ 34f Trade Ordinance)
advice re cross-border activities
legal advice re portfolio management, investment advice and marketing of financial products/services
banking and securities supervisory regulations
outsourcing/delegation projects and contractual arrangements
marketing/private placement of financial products
distribution agreements
retirement saving products and „wrap“-products
employment law in banks and financial services firms
KWG and WpHG compliance
litigation
representation towards BaFin and other authorities
legal advice for providers and issuers of capital investments according to the Capital Investment Act („VermAnlG“)
prepare prospectuses for capital investments and arrange for regulatory approval procedures with the BaFin