Baum FSLT Rechtsanwälte
Baum FSLT Rechtsanwälte
Jungfrauenthal 16
D-20149 Hamburg
T +49 175 872 43 79


  • structuring/registration of collective investment vehicles and other financial products
  • approvals/notifications of UCITS, AIFs including hedge funds
  • stock exchange listing of ETFs (exchange traded funds)
  • advice/establishment/approval of financial services providers (BaFin approval/EU-Passport/§ 34f Trade Ordinance)
  • advice re cross-border activities
  • legal advice re portfolio management, investment advice and marketing of financial products/services
  • banking and securities supervisory regulations
  • outsourcing/delegation projects and contractual arrangements
  • marketing/private placement of financial products
  • distribution agreements
  • KWG and WpHG compliance
  • representation towards BaFin and other authorities